A PhD supervisor can make or break a candidate’s progress. It’s estimated that roughly half of all PhD candidates in North America do not complete their doctoral studies due to a lack of support from ...

Financial Industry Regulatory Authority (“FINRA”) supervisory control rules 1. require each securities broker-dealer that is a member of FINRA to categorize every location from which the business of ...

Firms will be able to treat private residences from which certain supervisory activity is conducted as non-branch offices instead of OSJs. The adoption comes after nearly two years of FINRA efforts to ...

Good etiquette is just as important at work as it is in social settings. Practicing good workplace etiquette can help you model appropriate behavior for your staff and enhance your effectiveness as a ...